Compliance Response Analyst Description & Duties:

The Compliance Response Analyst is responsible for processing, analyzing, and routing requests related to complaints, issue management and remediation, regulatory examinations, internal and external audits and other compliance response domains. This role is critical to the Compliance team’s ability to timely organize and respond to legal and regulatory priorities and involves cross-functional collaboration with multiple business units throughout the Company.  

Full-time | Remote* | USD $55,000.00 - USD $60,000.00 /Yr. 

See full job description and apply: https://careers.foundationfinance.com/jobs/1660?lang=en-us 

Responsibilities:

Essential Duties and Responsibilities, including but not limited to:

• Assist with the Company’s compliance response processes, including those related to complaints, issue management and remediation, and regulatory examinations.
• Monitor Compliance Response information channels, and route and respond to communications and inquiries as appropriate.
• In collaboration with the Compliance Response Manager, gather information for complaint responses, audits, and regulatory examinations.
• Prepare responses to complaints, disputes, and other requests.
• Assist in the development and maintenance of compliance response reporting and tracking.
• Facilitate and maintain data integrity within Compliance department information systems, including its Governance, Risk, and Compliance (GRC) platform.
• Perform root cause analysis to strengthen and enhance the Company’s Complaint Management System.
• Foster an environment of promptly and effectively responding to compliance-related matters.
• Contribute to the continuous improvement of the Company’s Compliance Management System.
• Other duties and responsibilities as assigned by management.

Minimum Qualifications:

• Bachelor’s degree or equivalent and two years related experience.
• To perform this job successfully, an individual should have knowledge of Microsoft Office (Word, Excel, PowerPoint, Outlook, and Internet Explorer).
• Ability to read, analyze, and interpret common scientific and technical journals, financial reports, and legal documents.
• Ability to respond to common inquiries or complaints from customers, regulatory agencies, or members of the business community.
• Ability to effectively present information to top management, public groups, and/or boards of directors.
• Ability to solve practical problems and deal with a variety of concrete variables in situations where only limited standardization exists.

See full job description and apply: https://careers.foundationfinance.com/jobs/1660?lang=en-us